CONTRACTS THAT WORK! Representations, Warranties and Remedies

Representations, warranties and remedies areand possesses all necessary and requisite legal and
central to the longevity of a contract. If acorporate authority necessary to enter into this
representation proves to be fraudulent, theagreement."
agreement may be set aside ab initio - as thoughWhile that sentence sounds impressive, it is short
it had never existed. If a warranty is breached,on substance. If vendor is not a legitimately
the agreement is subject to termination. Iforganized business, or does not have the proper
remedies and thoughtfully constructed, however,authority, you could be confronted with significant
even serious disagreements may be resolveddifficulties, and this sentence provides no
short of termination or, perhaps worse, litigation.meaningful tools to resolve them.
REPRESENTATIONSOr
In legal-speak, a representation is a statement➢ "Vendor warrants that the product will
made to induce reliance or action: "Buy the newperform substantially in compliance with Vendor's
Acme carburetor because it will deliver 100 milespublished documentation for 120 days after
per gallon of water." If the carburetor does notdelivery."
live up to that statement - to that representationThis sentence has its own challenges. What does
- you have the right to return it and get your"substantially in compliance" mean? Does vendor
money back.have the right to change the performance
In the consumer world, the principal is straightstandards by changing the documentation? These
forward. If a product does not "work," you areare questions for another time. For the moment,
free to return it for a replacement or a refund.the question of interest is: "What happens if the
The analysis becomes more complicated in theproduct does not work?"
commercial world:If the contract contains just this one sentence,
➢ Consumer protection laws generally doand assuming there is no dispute that the product
not apply;is defective, you have two options: Terminate the
➢ The terms of the contract mayagreement and start over or live with the
exclude consideration of any representations notdefective product.
set forth in the written document;REMEDIES
➢ Defining the meaning of "does notGeneral contract law provides a standard set of
work" can be problematic;remedies for contract disputes. These remedies
➢ Determining which representationsare available if the contract itself does not provide
were "material" - which ones were relied uponany other tools. Unfortunately, these default
when deciding to enter into the transaction - canremedies may not meet your specific situation
be difficult;and most require the time and expense of
➢ Even if the parties agree on, or thelitigation. However, these are only default
contract defines, the meaning of "work" or "doesremedies. Parties are, within limits, free to decide
not work," a question remains: Is the perceivedhow they will resolve claims of defect, late
defect "material?" Is it sufficient to set aside theperformance or other disagreements.
contract?For example:
Consider:➢ "Vendor warrants that the product will
Assume the carburetor delivers only 90 miles perperform substantially in compliance with Vendor's
gallon, rather than 100. Is that a material defect?published documentation for 120 days after
Did you decide to switch to the Acme carburetordelivery. In the event of non-compliance, Vendor
because you wanted 100 mpg or because youwill repair or replace the defective product within
believed running your car on water would costten days of receipt of notice of defect."
less and cause less pollution than using gasoline?Taking the time to ask one simple question -
➢ If you did expect 100 mpg, can you"What if?" - and to draft one short sentence
prove that claim was central to your decision?yields a concrete remedy short of termination
➢ If your decision was based on whatand litigation.
you regarded as the advantages of water over➢ "Acme warrants that its home reactor
gasoline, would you have a claim if the carburetorwill produce no less than X kilowatt hours per day,
actually used 100 gallons per mile?365 days per year, in normal operation. In the
➢ What if the carburetor only delivers theevent power output is less than Y% of X, Acme
promised mileage when used with a little knownshall provide a refund of Z% of the purchase
and very expensive brand of imported water?price."
If the deal blows up, your attorney is sure to ask,"Pay first and get a refund of it doesn't work" is
or at least mutter: "If you wanted 100 mpg ofnot an ideal remedy, but here it illustrates one
tap water, why didn't you put that in writing?"way to resolve a potential dispute short of the
WARRANTIEScourthouse. A better course would be to pay
A warranty is generally a promise that themost of the money up front, and to tender the
product or service will meet certain standards orbalance if and when the home reactor proves
do certain things, or the vendor will do somethingitself.
about it. Again the concept is familiar in theWhat constitutes a good warranty? It protects
consumer world: "Try the Acme home nuclearthe customer from defects or failures that would
reactor for thirty days. If you are not completelythreaten the value of the contract to the
satisfied, return it for a full refund." In thecustomer. It is a mechanism to help ensure that
consumer world, such a solution is clean andcustomer gets what he or she is paying for.
simple, but it may not work in the commercialWhat makes a good remedy? It must be
world:mutually agreed and, to be practical and effective,
➢ What if your company needs a reliablemust protect the interests of both parties.
source of energy more than it needs the cashCustomers want to ensure they receive true
back?value for their money; vendors want to ensure
➢ Will a simple cash refund make yourthat they make an appropriate profit.
company whole for the time lost testing, installingTwo points are central:
and then removing the Acme product?➢ If certain of vendor's claims are
➢ Who will bear the losses you will bearessential to your decision to enter into the
as the result of starting your search over?agreement, spell that out in the contract.
➢ What if the Acme reactor doesAsserting that "He/she told me X or Y or Z"
everything Acme promised, but you cannotafter the signatures have dried is a long,
connect it safely to your outdated infrastructure?expensive and often unsuccessful exercise.
➢ What if the final product costs 10%➢ A warranty without a matching
more than Acme promised, and delivers onlyremedy is an incomplete mechanism. Taking the
75% of the energy you expected?time to think through, and negotiate, acceptable
To further complicate matters, not all warrantiessolutions may seem tedious and unproductive. It
are made the same:is, however, far faster and efficient than heading
➢ "Vendor warrants that it is dulyto court fill in the blanks in the contract.
organized and recognized in accordance with lawCopyright 2006, Thomas J. Hall. All rights reserved.